CLASSICAL TRADITION AND THE CREATION OF VALUES
OSWYN MURRAY
I have no idea what the significance of classical philology would be in our age, if not to have an unfashionable effect - that is, to work against the time and thereby have an effect upon it, hopefully for the benefit of a future time.
Friedrich Nietzsche, `On the Utility and Liability of History for Lifef, Unfashionable Observations trans. R.T. Gray (Stanford 1995) p. 87.
One of the great
literary quarrels of classical antiquity was that between rhetoric and
philosophy. It began in the fourth century BC when Plato on behalf of Socrates
laid into the great rhetoricians of the previous century and their claims that
rhetoric was the highest art, in dialogues like the Gorgias; on the
contrary claimed Plato, philosophy was the only path to true knowledge, and the
only proper education for the young. Although he never mentions him, it is
clear that Plato is attacking his own contemporary Isocrates, whose rival
educational system (which he confusingly also called philosophy) was based on
the teaching of rhetoric for the purposes of public life. Aristotle continued
the feud like the young Schopenhauer trying to defeat the ageing Hegel, by
deliberately lecturing in the afternoons on the grounds that eit is disgraceful
to keep silent and let Isocrates do the talking,f and writing a treatise on
rhetoric which convincingly demonstrates that anything you can do I can do
better.
Thus a legacy was established of two competing forms of higher education. At different points in time one or the other was the more popular: on the whole Romans in the Republic thought that practical tips on public speaking were worth more than speculation on the end of life; but in the empire things became more equal as rhetoric began to be associated with panegyric of the emperors, and philosophers came back into fashion, revered for their freedom of speech, dirty beards and refusal to flatter. In the so-called esecond sophisticf of the high empire, the quarrel was carried on at all levels, from claims to tax exemption to long and turgid discourses attacking Plato or defending the moral value as well as the usefulness of rhetoric. The dispute continued deep into the Byzantine period, with writers like Themistius (who thought he was a philosopher) and Libanius (who thought he was a rhetorician), or Synesius (who thought he was both). The fact that modern scholars can see very little difference between rhetoric and philosophy in this period fails to do justice to the venom with which the two sides attacked each other, or the way that Dio ethe golden mouthf could present his transformation from rhetoric to philosophy as a genuine religious conversion. This is one of the great quarrels of western literary history.
But it is much
more difficult to understand what lies behind the endless polemics, which serve
to disguise rather than illuminate whatever differences there may have been
between two ways of looking at the world, which to modern eyes seem essentially
the same. Why should we care about this quarrel? The answer lies in one of the
fundamental dichotomies of the classical tradition in western education.
For the most part
in the modern age Plato has had it all his way. The last time Isocrates was
hailed as the secret of Greek thought was between the two world wars, when
Stefan George and his eKreisf proclaimed an ethereal spirituality and the pure
ideal of classicism. The scholar most closely associated with this movement was
Werner Jaeger, who published the first volume of his famous book Paideia:
die Formung des griechischen Menschen in 1934, the year of Hitlerfs
triumph, a book whose three volumes sought to present Isocrates as the true
embodiment of Hellenism and the ultimate expression of ethe Third Humanism.f
Although Jaeger and many of his associates strongly resisted the advent of
National Socialism, and Jaeger himself had to emigrate to the United States,
this idealisation of the Greeks was held by the next generation to be in some
way responsible for the collapse of humanism in the face of totalitarianism.
For the generation that emerged from the Second World War, paideia was
soft at the centre, like Isocrates himself; what was needed was a realistic
approach to the Greeks which would see them not as an ideal, but as a challenging
contrast, in many ways savage and brutish, deeply flawed and capable of
teaching us through their very alterity rather than as a model.
Recently however there has been a return to this earlier Isocratean tradition, and younger scholars (such as Yun Lee Too in Columbia) seek to place rhetoric at the centre of the educational process; in so doing they reveal clearly what this quarrel can mean to us today. Instead of talking about eeducationf, they use the newly fashionable word epedagogyf, which symbolises their commitment to a new conception of education, in which education is at the service of government and its power structures. Pedagogy for them is measured by its usefulness in relation to the values of social control, and they seek for the most part to show how elites and authorities have manipulated individuals through their control of the pedagogic process. This is of course the modern philosophy of education, as espoused by those who wish to emphasise the usefulness of education to society, its practical value, and therefore its right to social prestige and government funding. In an age when every university course and every university teacher is expected to produce a mission statement of eaims and objectivesf which will be measured in accordance with the added value that his pedagogic activity is supposed to impart to the earning power of his pupils, Isocrates does indeed rule supreme. Isocrates is on the side of the big battalions, and against the freedom of the human spirit. Isocratean rhetoric has always been at the service of authority - speeches as power, pedagogy as authority, panegyric as political thought. For the Isocratean tradition is not interested in the truth or falsehood of propositions; in this modern formulation it has even abandoned the claim to the power to persuade others of truth and falsehood: to quote Yun Lee Too, what the new Isocrates edemands of his audience is merely the perception and reception of the images he produces rather than a belief in them.f
The problem with this
view of the value of the classical tradition is that, although it is
undoubtedly true that classical learning has been used in different periods in
order to stifle originality and impose the values of whatever elite or
government was in control, it is equally true that (often in the same periods)
classical learning has been the secret weapon of a group opposed to the
dominant pedagogic ideology of any society, and has been used to subvert it: so
neo-Platonism, paganism, rationalism, libertinism, freethinking, have been as
important a part of the classical tradition as its abuse by those religious and
political autocracies that sought to mould it to their ends. Here it seems is
the ultimate meaning of the ancient quarrel between rhetoric and philosophy; for
the classical tradition has a double heritage of conformism and liberation,
embodied in these two traditions. We can construct any view of the relation
between education and power out of selective use of the past. But in bringing
the past to bear on the present we must be careful of what we are doing: what
future do we want?
Today in all
countries (except possibly Italy) the study of ancient Greek and Roman culture
is a deeply esoteric activity. Take this scene from a recent popular novel, by
a young American graduate in Classics:
The group in the
Library are discussing sailing to Carthage; they cannot decide whether it is epi
with the dative or the accusative. Our hero is pretending to read the index of
a book on sociology.
Segregation. Self. Self-concept. I looked down at the index and racked my brains for the case they were looking for. The Greeks sailed over the sea to Carthage. To Carthage. Place whither. Place whence. Carthage.
Suddenly something occurred to me. I closed the book and put it on the shelf and turned around. `Excuse me?f I said.
Immediately they stopped talking, startled, and turned to stare at me.
`Ifm sorry, but would the locative case do?f
Nobody said anything for a long moment.
`Locative?f said Charles.
`Just add zde to karchido,f I said, `I think itfs zde. If you use that, you wonft need a preposition, except the epi if theyfre going to war. It implies gCarthage-ward,h so you wonft have to worry about a case, either.f
Charles looked at his paper, then at me. `Locative?f he said, `Thatfs pretty obscure.f
`Are you sure it exists for Carthage?f said Camilla.
I hadnft thought of this. `Maybe not,f I said, `I know it does for Athens.f
Charles reached over and hauled the lexicon towards him over the table and began to leaf through it.
`Oh, hell, donft bother,f said Bunny stridently, `If you donft have to decline it and it doesnft need a preposition it sounds good to me.f He reared back in his chair and looked up at me. `Ifd like to shake your hand, stranger.f I offered it to him; he clasped and shook it firmly, almost knocking an ink bottle over with his elbow as he did so. `Glad to meet you, yes, yes,f he said, reaching up with the other hand to brush the hair from his eyes.
I was confused by this sudden glare of attention; it was as if the characters in a favorite painting, absorbed in their own concerns, had looked up out of the canvas and spoken to me.
If we are honest with ourselves, we must
surely admit the psychological truth that lies behind Donna Tarttfs description
of the initiation rite that admits the narrator Richard Papen into the charmed
circle of the Greek class at Hampden College, Vermont in her popular novel The
Secret History[1] - a novel
which rests indeed on the premiss that the study of the Classics is itself an
esoteric activity serving to define a group of the elect who stand outside
normal society.
It
is almost inevitable in the modern educational system that all of us will have
experienced the call to the Classics as such a conversion on the Road to
Damascus, a demand to leave the normal and everyday society, in order to embark
on some enterprise of enormous cultural and spiritual significance, involving
years of preparation in activities regarded by others as useless and
unremunerative. I still remember vividly my own conversion - the refusal of my
teachers at the age of eleven to let me learn Greek, because French was easier
and I lacked the necessary linguistic flair. A forbidden language in a secret
script became the object of my dreams, and a reality that a few years later in
the fifties I willed on myself as a refuge from a hostile world. I remember too
the long and solitary hours spent counting out my pocket money in the vast and
rambling bookshop of our local cathedral town, where the libraries of the
canons and the clerics of a century earlier had ended their days in a dusty
upstairs room full of titles and indeed whole books in Latin that no-one had
disturbed for decades. In these cracked and worm-eaten leather-bound volumes
lay I was convinced the secret that my boring teachers and my trivial
contemporaries were unable to comprehend.
The
power of that image has recently been reaffirmed. What is it that makes the
English Patient in the recent movie so irresistibly mysterious? It is of course
his mask, the fact that his identity is concealed behind a barrier through
which only the workings of his own memory can penetrate. But it is also the
fact that the record of his past is contained in a book interleaved with mementoes.
This book is of course Herodotus, the symbolic traveller and restless soul,
whose work invites modern interpolations: the Odyssey was presumably too well
known, and the Epic of Gilgamesh too obscure to function as an icon, though
each of these would have done as well to symbolise the theme of adultery which
the story of Candaulesf wife reveals when told around the camp fire in the
desert by Katharine Clifton (Kristin Scott-Thomas), the future adulteress
herself. It is the book of Herodotus (though presumably in English translation,
for the Count shows no knowledge of the original Greek) which establishes Count
Almásy (Ralph Fiennes) as a special person, one of the elect. As a result I am
told there was not a single copy of Herodotus to be found in all the bookstores
of the USA, and the same was certainly true of London; while even Oxford (where
the supply is greater, and many of those who went to the movie already owned a
copy) sold out briefly.
This
conception of the classical tradition as defining a group of the elect, is not
a new phenomenon, and has little to do with the alleged decline in the teaching
of Classics in the last generation. While it is true that Italy is now probably
the only country in the world where classical studies are taken seriously as an
intrinsic part of the secondary curriculum of the liceo classico, the
idea that the study of the classics was once widespread elsewhere is an
exaggeration: only perhaps in the period from 1850 to 1914 was this even
remotely true for most western countries. We should not become obsessed with
the position of the Classics in that short period at the end of the nineteenth
century, when, under the influence of German Altertumswissenschaft classical
learning became the badge of an international elite; then Thomas Gaisford could
end a sermon in Christchurch Cathedral by saying, `And in conclusion, let me
urge upon you the value of the study of the ancient tongues, which not only
refines the intellect and elevates above the common herd, but also leads not
infrequently to positions of considerable emolument.f [2]
And in the United States Thorstein Veblen in 1899 could characterise the
Leisure Class by their education:
The ability to use and to understand certain of the dead languages of southern Europe is not only gratifying to the person who finds occasion to parade his accomplishments in this respect, but the evidence of such knowledge serves at the same time to recommend any savant to his audience, both lay and learned. It is currently expected that a certain number of years shall have been spent in acquiring this substantially useless information, and its absence creates an assumption of hasty and precarious learning, as well as of a vulgar practicality that is equally obnoxious to the conventional standards of sound scholarship and intellectual force.[3]
The nineteenth century did indeed elevate classical studies to the supreme position above even sciences and technology, and proceeded to appropriate the classical discourse to its own elite agenda of educating gentlemen and rulers of the British Empire, distinguished (as Thorstein Veblen said) by ethe ability to use and understand certain of the dead languages of southern Europef both from the vulgar mechanics and from the weaker sex. But the fact remains that, outside this brief period of the second half of the nineteenth century, the deep study of the Classics, that is the study of both Latin and Greek, was never a widespread phenomenon, even among the educated.
The gnostic
element is intrinsic in the nature of our studies. Initiation is an essential
aspect of education, and those
educated will always look back on their experience as a process of
enlightenment. The more difficult the process, the greater the barriers and the
preparation required, the more significant the rite of passage becomes: no-one
attributes transcendental meaning to the learning of the twelve times tables;
but the progress through (until recently) some dozen or more years of life
towards a degree in Classics - and even now, with more efficient and later
language teaching, it still takes almost half as long - signals that the reward
in wisdom and power must be commensurate. The feeling that there is a secret
knowledge, a kryphios logos, known only to the initiate, has always been
a central aspect of the classical tradition.Yet there is a dangerous confusion
here: because special knowledge is required to understand a discipline, that
does not imply that the discipline is necessarily a secret in the possession of
a group of the elect. Skills may be difficult and confined to a small group,
without in any way creating secret knowledge with a higher status.
At
a very early stage in the western tradition this vision of ancient learning as
providing access to esoteric truths was combined with another and more
important aspect of the classical tradition. There is indeed considerable truth
in the belief that the classical tradition has always since the end of
antiquity been fashioned and understood as a counter-culture and a refuge from
the dominant world view. That is one of the more significant aspects of its
enduring power. Each generation in the classical tradition has indeed created a
new synthesis in opposition to the dominant ideology. Already the neo-paganism
of late antiquity from the age of Julian onwards was a counter-image to the new
force of Christianity, with a cultic organisation, a theology, a sense of
ritual and and a priesthood which owed more to Christianity than to paganism.
Yet despite its reliance on Christian forms it was a refuge from the dominant
ideology; and after its public collapse lived on as an esoteric sect for the
chosen few in neo-Platonism and the Hermetic tradition. Classical learning and
the pagan tradition had already become the weapon of the opposition to
orthodoxy. Thus began the long and secret history of the classical tradition,
based on the confusion of these two elements, the gnostic and the subversive.
The evidence of
this dichotomy can be found in all periods of the classical tradition. From time to time a small group of the
educated would seek to impose again the standards of a past age, and those
educated in antiquity tended always to regard themselves as an exclusive
brotherhood of the elect. In the sixth century the ancient eloquium Romanum
was praised in Ostrogothic Italy by Ennodius. In a recent discussion of eleventh century Byzantine
humanism the aptly named modern scholar Panagiotis Agapitos (was not Agapetos
the Deacon of Aghia Sophia in the age of Justinian the last of the great
panegyrists of antiquity?) brings to life the forgotten educators in ethe hermeneutic artf,
Mauropous, Xiphilinos, Niketas, Psellos and Italos, who created the most
learned period of Byzantium, and
defended the values of a defiant Platonism against the obscurantist theology of
their church: ePlato is mine, most holy and wise lord, Plato is mine? Oh earth
and sun, to use a phrase from the tragic stage! If you accuse me that I once
dealt in depth with his dialogues and admired the quality of his interpretative
and syllogistic power, why then do you not also accuse the great Fathers who
refuted the arguments of so many heretics with the exactitude of their
syllogisms? c I indeed fell in love with Plato and Chrysippus – could it have
been otherwise? -, but in depth and beyond their smooth surface.f Thus Psellos,
defending his right to interpret Christianity in the light of Platonism;
Psellosfs letter to the Patriarch Keroularios is indeed one of the most
inspiring and passionate defences of academic freedom and attacks on
time-serving bureaucracy that I have read. It uses rhetoric of course, but in
defence of a true ideal; and ultimately for Psellos rhetoric is not important.
As he said of his pupil Italos in a backhanded reference which would not have
got him a job in any modern university, eHis art is powerful but the elegance
of his style non-existentcHe does not convince by his grandiloquence and
rhetoric (after all he does not know how to ensnare by means of a graceful
discourse), he does not entice with his style nor does he attract with
sweetness, but he conquers and subdues his listener with the content of his
arguments.f
In the Latin
culture of the medieval west we do not know, though we may well suspect, how
many of the patient copyists of pagan subversive texts from Lucretius to
Petronius in their frigid monasteries became admirers of the ancient world, and
were themselves corrupted by transcribing forbidden wisdom into joining the
secret society; in the case of the
great Latin forerunners of the high medieval poets, Virgil and Ovid, their
effect on their readers is clear. In the age of Charlemagne the protagonists of
the renovatio (as they called it) played at being court poets:
Charlemagne himself was David, Alcuin was Flaccus, Theodulf Pindar, Angilbert Homerus. The early
humanists from Petrarch onwards were no different. The ancient knowledge was
secret knowledge, pagan wisdom, which gave an independent power that was at
least in part incompatible with the teachings of Christianity. In this way it
provided freedom of thought, but at the same time was often reinterpreted to
fit the contemporary conception of esoteric knowledge: Ficinofs Platonism is a
christianised pagan mystery.
Even
when the classical tradition became accepted as part of a dominant ideology,
let us say from the 16th century onwards, it retained many elements combining
esotericism with the idea of a counter-culture, supporting on the one hand
alchemy and astrology, freemasonry and rosicrucianism, and on the other
scepticism, hedonism and all forms of libertarian freethinking. But in the
post-Renaissance period there is I think a crucial change, as the two aspects
began to separate. For as counter-culture the influence of humanism in the west
has been almost entirely beneficial, in offering a different model of the
universe based on reason rather than faith or revelation, in which the divine
element accompanies without explaining the nature of the world and the forms of
human society. It is hard to conceive of the modern world without that element
of rational humanism which has
enabled us to construct it in the past five hundred years. And that legacy itself raises the
central question.
This
question is of course, has the classical tradition lost its usefulness at the
turn of the millenium? Have other ways of thinking independent of this
tradition provided new structures for understanding the world. I do not of
course mean in the relatively trivial sense of new scientific advances, such as
IT or genetics; but rather in the sense that, eis our world view so different
that there is no longer any point in considering where we came from and how we
can use past models to help us understand the present?f That question has I
think been a serious one ever since the Darwinian revolution, which encapsulated
in a general scientific and social theory the reversal of the human
relationship to time. For classical antiquity, time past lay in spatial terms
before us (ante), visible to the human intellect and capable of
providing models of behaviour; time future lay behind us (post),
obscure, invisible, unknowable, but not likely to be different from that past
which we could see in front of us. Darwinian homo sapiens looks the
other way, forward into a future in which biological selection underpins the
notion of advances in all areas of human endeavour. The way may lie uphill, but
somehow at the top we shall find the promised land spread out before us. We
face the future resolutely, and the past is behind us. It is noticeable that
most modern travellers prefer to sit in a railway carriage facing the engine,
to see where they are going; the ancient Greeks and Romans sat with their backs
to the engine, looking at the landscape they had passed through.
What
then is the point of a tradition? Is it just an antiquarian indulgence, which
panders to our weakness for desiring to inhabit a familiar world? Or is it more
dangerous, an attempt to prevent change, or even to channel it into forms which
are acceptable to conventional values? It is for instance only too easy to
represent the classical tradition as not just established by but intended to
perpetuate the values of a white urbanised male elite. Some of the most
influential, most learned and most amusing of modern work on the classical
tradition seems to view that tradition as a source of error, inhibiting a
correct view of the world by virtue either of ideological bias or of the
tendency of the human mind to follow through logically from false premisses to
false conclusions. I think of writers as different in their attitudes as Martin
Bernal, Lisa Jardine and Tony Grafton. But the history of ideas is not the
history of the errors and follies of the past, however much that may serve to
amuse us or to reinforce our own sense of ideological superiority. It is rather
the history of the choices that humanity has made in the realm of the free
spirit.
There
is indeed a secret history that has yet to be told of our own generation, the
history of the classical tradition in Eastern Europe. I can only speak of those
I have known both before and after the lifting of the Iron Curtain. But it is
clear to me that during the whole period of Communism the classical past was
felt by individual teachers and pupils throughout the Soviet zone as a secret
world where the human spirit indeed remained free. In the last thirty years I
have met so many scholars from the east who had one belief in common, that
there were no barriers within this secret world to which we all belonged, and
that they could find in the study of the classics a sense of the European past
free of all ideologies; even at the worst times of the Cold War, when they
dared not talk openly, they indicated in a variety of ways, between themselves
and with those of us on the outside, their sense of belonging to a common counter-culture.
This story follows on from that other great expression of the power of the
classical tradition in our century, which also has still to be told: the story
of the rebirth of classical scholarship in the west brought by the expulsion of
the Jews from Germany and Italy. For the Soviet bloc I remember many personal
friends in the humanist faith, individuals of courage and vision who have added
so much to my life. There are I know hundreds of others who have found in the
study of the Classics the ability to transcend the ideologies imposed by their
own societies. And the story continues today: recently I have visited Russia
and the Ukraine, where there are many who continue to study the ancient
cultures and to excavate ancient sites, without access to libraries and without
regular salaries, in conditions of deprivation which we can scarcely imagine in
our western subsidised academic world, and against the prevailing culture of a
ruthless and often criminal neo-capitalism.
But
in the west the twentieth century was the greatest age for the persecution of
intellectuals since the Christian wars of religion in the seventeenth century.
In the 21st century, when most forms of intellectual persecution are
at least temporarily in abeyance, our answer to this question of the continuing
purpose of the classical tradition must be to consider how far its traditional
function as a counter-culture is still useful; in what should that
counter-culture consist, and how can we distinguish it from the idea of an
esoteric sect with a secret wisdom?
It
seems to me that a pluralist society is intrinsically more able to adapt than a
culture based on a single world-view. In the modern materialist age we need at
least one and perhaps a variety of transcendent goals in order to protect even
a Darwinian future: gene diversity is beneficial even in the realm of ideas.
Capitalism was an infinitely better system while Marxism survived; only now are
we beginning to see its intrinsic disadvantages as a monoculture. So we need
alternatives, and these must be believable and useful ones. Traditional
alternatives have a head start, simply because they are familiar and well
rooted. Whether or not religion is believable, it is certainly useful in the
moral sphere; but it does not help much elsewhere. The advantage of the
humanist tradition is that it has a wide range of influence on action, and
sufficient flexibility to engender new solutions from within its intellectual
framework. By chance no doubt, but by good fortune, it is also fundamentally
anti-materialist. There is no place for concepts of self-advantage or the
profit motive in the classical world-view. It is therefore an extremely
effective counter-cultural phenomenon in the modern world of materialism.
How we use it is up to us: the
description of this process as etraditionf or ereceptionf is misleading; as
Michael Baxandall has said in relation to art-criticism:
Influence is a curse of art-criticism primarily because of its wrong-headed grammatical prejudice about who is the agent and who the patient: it seems to reverse the active/passive relation which the historical actor experiences and the inferential beholder will wish to take into account. If one says that X influenced Y it does seem that one is saying that X did something to Y rather than that Y did something to X.[4]
Similarly we do not passively receive
that which is handed on to us. A living tradition works like influence:
it is we who take from the past, not the past which dictates to us. And a
living tradition will therefore always and wilfully reinterpret the past, shape
it to its own expectations and needs. For such reasons I do not believe that
the future of humanism is in any danger at all. It is far better adapted than
any other alternative to perform the necessary function of a counter-culture in
the modern age.
Whatever may be
true of the nineteenth century, as we look back on the twentieth century, our
generation seems rather to exhibit the power of classical thought in the
defence of freedom. The classical tradition inspired cultural resistance to
dictatorship in the countries of Europe for sixty years from the twenties
onwards; it gave a spiritual home to the refugees of a Jewish diaspora more
powerful than their own religion, because it spoke to believers and unbelievers
alike. In the countries behind the Iron Curtain it provided a powerful reminder
of the freedom that they had lost, and of the former culture of pre-communist
Europe. And in the west the classical tradition has united a dissident minority
against the monocracy of consumer capitalism. Today we need it even more than
ever before in both east and west.
This is as true
in education as in other areas of human activity. The conflict between rhetoric
and philosophy continues. The philosophical ideal, so often and so
paradoxically enshrined in a form of Platonism, concerns the passionate search
for ultimate truth, not for temporal power. So to the philosopher, education is
a form of enquiry conducted together by teacher and pupil, not indoctrination beaten
into the bored schoolchild by an empowered pedagogue. If modern pedagogy takes
over from education we shall indeed create a race of slaves, for as Yun Lee Too
has (rather misleadingly) claimed, eePedagogyf is from the Greek, epaid-
+ agoge, ethe leading of the child/slaveff; whereas education is the
edrawing outf of the talents of the individual to create a fulfilled
personality. That is why in the end Isocratean pedagogy is incompatible with
freedom, whereas Platonic philosophy with its emphasis on the truth wherever it
may lead is indeed the path to freedom. As the experience of modern England has
shown, it is a very dangerous thing for academics to praise their rulers, or to
seek to be useful to them. But those who feel persecuted by the new rhetoric
can take heart from the words of Themistius (himself no mean orator and
government adviser) in the fourth century A.D., an age when rhetoric ruled
supreme: ethe value of a philosopherfs discourse is not diminished if it is
delivered under a solitary plane tree with none but cicadas to hear.f